-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdTcfIfN4Su70yby80oTuBV382zuRpZIFNAaAmwWz3tPBXjPgBuJQgHgV8KmQHWs 5F99cAQ826i7rs7zKSBwzA== 0001068800-99-000255.txt : 19990623 0001068800-99-000255.hdr.sgml : 19990623 ACCESSION NUMBER: 0001068800-99-000255 CONFORMED SUBMISSION TYPE: SC 13G CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990524 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLARK/BARDES HOLDINGS INC CENTRAL INDEX KEY: 0001063980 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 522103926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54813 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 2121 SAN JACINTE ST STREET 2: SUITE 2200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148718717 MAIL ADDRESS: STREET 1: 2121 SAN JACINTE STREET STREET 2: SUITE 2200 CITY: DALLAS STATE: TX ZIP: 75201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL AMERICAN LIFE INSURANCE CO /MO/ CENTRAL INDEX KEY: 0001086479 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 430285930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 700 MARKET STREET CITY: ST LOUIS STATE: MO ZIP: 63101 MAIL ADDRESS: STREET 1: 700 MARKET STREET CITY: ST LOUIS STATE: MO ZIP: 63101 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Clark/Bardes Holdings, Inc. - ------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------- (Title of Class of Securities) 180668105 - ------------------------------------------------------------------------- (CUSIP Number) August 19, 1998 - ------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) [FN] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 180668105 13G Page 2 of 3 Pages - ---------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON General American Life Insurance Company EIN 43-0285930 - ---------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ___ (b) ___ - ---------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Missouri - ---------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 555,600 SHARES ------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 555,600 REPORTING ------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 555,600 - ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ---------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9% - ---------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS IC - ---------------------------------------------------------------------------- Item 1(a): Name of Issuer: - ---------- -------------- Clark/Bardes Holdings, Inc. Item 1(b): Address of Issuer's Principal Executive Offices: - ---------- ----------------------------------------------- 2121 San Jacinto Street Suite 2200 Dallas, Texas 75201-7906 Item 2(a): Name of Person Filing: - ---------- --------------------- General American Life Insurance Company Item 2(b): Address of Principal Business Office: - ---------- ------------------------------------ 700 Market Street St. Louis, Missouri 63101 Item 2(c): Citizenship: - ---------- ----------- Missouri Life Insurance Company Item 2(d): Title of Class of Securities: - ---------- ---------------------------- Common Stock, $.01 par value Item 2(e): CUSIP Number: - ---------- ------------ 180668105 Item 3: If this statement is filed pursuant to Rule 13d-1(b) or - ------- 13d-2(b) or (c) check whether the person filing is a: (a) / / Broker or dealer registered under Section 15 of the Exchange Act. (b) / / Bank as defined in Section 3(a)(6) of the Exchange Act. (c) / X / Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) / / Investment company registered under Section 8 of the Investment Company Act. (e) / / An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. / / Item 4: Ownership: - ------ --------- (a) Amount beneficially owned: 555,600 ------- (b) Percent of class: 6.9% ---- (c) Number of shares as to which the person has: ---------- (i) Sole power to vote or to direct the vote 555,600. ------- (ii) Shared power to vote or to direct the vote . ----- (iii) Sole power to dispose or to direct the disposition of 555,600. ------- (iv) Shared power to dispose or to direct the disposition of . ------- Item 5: Ownership of Five Percent or Less of a Class: - ------ -------------------------------------------- Not Applicable Item 6: Ownership of More than Five Percent on Behalf of Another Person: - ------ --------------------------------------------------------------- Not Applicable Item 7: Identification and Classification of the Subsidiary Which - ------ --------------------------------------------------------- Acquired the Security Being Reported on By the Parent Holding ------------------------------------------------------------- Company. ------- Not Applicable Item 8: Identification and Classification of Members of the Group: - ------ --------------------------------------------------------- Not Applicable Item 9: Notice of Dissolution of Group: - ------ ------------------------------ Not Applicable Item 10: Certification: - ------- ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth on this statement is true, complete and correct. Dated: February 8, 1999 (Note: This Schedule was filed in paper format on February 8, 1999 pursuant to the requirements of Rule 13d-1. The Schedule is being filed on EDGAR as a confirmation of the original paper filing.) By: /s/ Richard A. Liddy ----------------------------------------- Name: Richard A. Liddy Title: Chairman, President and CEO -----END PRIVACY-ENHANCED MESSAGE-----